Regulatory Compliance Officer – Fintech

Our client is a leading fintech firm seeking a highly skilled and experienced Regulatory Compliance Officer to join their team. The successful candidate will be responsible for ensuring the company’s adherence to all relevant laws, regulations, and industry standards, while also contributing to the development and implementation of effective compliance strategies.

Our client offers a competitive compensation package, excellent benefits, and opportunities for professional growth within a dynamic and innovative fintech environment. If you are a proactive, detail-oriented compliance professional with a passion for ensuring the integrity and success of a growing fintech firm, we encourage you to apply for this exciting opportunity.

Key Responsibilities:

• Develop, maintain, and enforce compliance policies and procedures to ensure the company’s operations align with applicable laws and regulations
• Monitor and analyze regulatory changes and industry developments to identify potential impacts on the company’s operations and recommend appropriate actions
• Conduct regular risk assessments and compliance audits to identify potential areas of non-compliance and develop corrective action plans
• Collaborate with various departments, including legal, finance, and product development, to ensure compliance considerations are integrated into business processes and decision-making
• Provide guidance and training to employees on compliance-related matters to foster a culture of compliance throughout the organization
• Serve as the primary point of contact for regulatory agencies and maintain positive relationships with regulatory bodies
• Investigate and resolve compliance issues, complaints, and potential violations, and report findings to senior management and the board of directors
• Prepare and submit regulatory reports, disclosures, and filings as required by law
• Continuously improve the company’s compliance program by staying up-to-date with industry best practices and emerging trends

Requirements:

• Bachelor’s degree in law, finance, business administration, or a related field; advanced degree (e.g., JD, MBA) preferred
• Minimum of 5 years of experience in compliance, risk management, or a related role within the financial services or fintech industry
• In-depth knowledge of relevant laws, regulations, and industry standards, such as AML/CFT, KYC, GDPR, and PCI-DSS
• Excellent analytical and problem-solving skills, with the ability to identify and mitigate compliance risks
• Strong communication and interpersonal skills, with the ability to effectively collaborate with cross-functional teams and interact with regulatory authorities
• Proven project management skills and the ability to prioritize and manage multiple tasks in a fast-paced environment
• High level of integrity, discretion, and professional ethics
• Certification in compliance (e.g., CAMS, CRCM, CCEP) is a plus

Interested candidates, please send your CV through Apply Now or to the email address shown in the company overview. For more suitable opportunities in your specialised industry, please visit our website at www.lauriswalton.com.